Tracy Ham is a registered investment advisor at Cetera Investment Advisers LLC, based in Meridian, ID, with 39 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Meridian, ID
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tracy works as a financial professional for Principal Resource Group, dedicating nearly full-time hours to financial services. Tracy also co-owns Rancho Performance Motors, a used car sales business, spending a few hours per week buying, selling, and trading classic cars.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Royal Alliance Associates, INC.Broker
Fsc Securities CorporationBroker
Corporate Benefit Securities, INC.Broker
Planner's Independent Management, INC.Broker
Granite CapitalBroker
Painewebber IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.