TF
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Terry Michael Finkel

39 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
11 advisors
Number of Clients
318 clients
Average Client Portfolio
$760K average
Assets Under Management
$241.7M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.75%
$2.0M - $3.0M1.50%
$3.0M - $4.0M1.25%
$4M+1.00%

UIM may negotiate its fee at its sole discretion and under special circumstances. UIM may exclude certain investments from the calculation of assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5202 Old Orchard Road, Suite 250, Skokie, IL, 60077

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Terry is an advisor at Uhlmann Investment Management LLC, providing investment advisor services since 2012. This takes a few hours per week.

Employment History
Current Registrations
Uhlmann Investment Management, L.L.C.
December 2012 - Present · 13 yrs 2 mos
Uhlmann Price Securities, LLCBroker
November 2012 - Present · 13 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - November 2012 · 4 yrs 10 mos
Wells Fargo Advisors, LLCBroker
January 2008 - November 2012 · 4 yrs 10 mos
A. G. Edwards & Sons, INC.
February 2001 - January 2008 · 6 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
August 1995 - January 2008 · 12 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1986 - August 1995 · 9 yrs 7 mos
State Registrations21 states
AKAZCACOCTFLILMDMEMINCNMNVNYORPASCTXVAVTWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Terry Michael Finkel - Financial Advisor | TrueAdvisor