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CFP

Carol Fasbender

Harbour Investments, INC.
40 Years of Experience
St Joseph, MI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Carol Fasbender is a CFP-designated registered investment advisor at Harbour Investments, INC., based in St Joseph, MI, with 40 years of industry experience. Carol is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 30,309 clients with $9.6B in assets under management.

Harbour Investments, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
252 advisors
Number of Clients
30,309 clients
Average Client Portfolio
$317K average
Assets Under Management
$9.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum management fee is 2.0% of assets under management. Fees are negotiated between the client and representative. Third-party manager programs range from 0.25% to 2.50% total annual fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

620 Broad Street, Suite 103, St Joseph, MI, 49085

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carol is an independent insurance agent with Your Center for Investments, selling equity indexed annuities.

Employment History
Current Registrations
Harbour Investments, INC.
October 2017 - Present · 9 yrs
Harbour Investments, INC.Broker
March 2000 - Present · 26 yrs 7 mos
Previous Registrations
Wedgewood Partners, INC.Broker
December 1998 - January 2000 · 1 yr 1 mo
Robert Thomas Securities, INCBroker
February 1995 - December 1998 · 3 yrs 10 mos
Olde Discount CorporationBroker
February 1986 - January 1995 · 8 yrs 11 mos
State Registrations15 states
AZCAFLILINKSLAMIMOMTNHOHOKWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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