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CFP

Sara Wolf

USA Financial Securities LLC
4 Years of Experience
St Joseph, MI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Sara Wolf is a CFP-designated registered investment advisor at USA Financial Securities LLC, based in St Joseph, MI, with 4 years of industry experience. Sara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,246 clients with $300M in assets under management.

USA Financial Securities LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
140 advisors
Number of Clients
1,246 clients
Average Client Portfolio
$238K average
Assets Under Management
$296.5M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.70%

Maximum management fee is 2.7%. Actual fees are negotiated between the client and representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

728 Pleasant St. #4, St Joseph, MI, 49085

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sara is a financial advisor and provides tax preparation services through Wolf Advisory Services LLC, DBA Wolf Financial Advisory, since 2022. Sara also assists in the sale of property & casualty, health, and life insurance, including fixed and variable annuities, dedicating about 10-20% of her time during securities trading hours.

Employment History
Current Registrations
USA Financial Securities LLC
March 2022 - Present · 4 yrs 7 mos
USA Financial Securities LLCBroker
January 2022 - Present · 4 yrs 9 mos
State Registrations21 states
ALAZCACOFLGAIAILINMAMIMNNMNYOHPASCTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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