Brian Carroll
Brian Carroll is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Worcester, MA, with 40 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
38 Austin Street, Worcester, MA, 01609
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is an independent insurance agent for Sterling Bridge Insurance Agency, Small Business Insurance Agency, and other various companies, selling disability, fixed annuities, life/accident/health, long-term care, and property & casualty insurance products, dedicating a significant amount of time to these activities. He also holds positions in other businesses including HOA board member and owner/CEO of an AI technology solutions company.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.Broker
Advantage Capital CorporationBroker
Travelers Equities Sales, INC.Broker
State Registrations52 states
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