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Anthony Lopopolo

27 Years of Experience
Worcester, MA
3 DisclosuresBrokerSells Insurance

Anthony Lopopolo is a registered investment advisor at Cetera Investment Advisers LLC, based in Worcester, MA, with 27 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

324 Grove Street, Worcester, MA, 01605

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014
Settled
Regulatory
May 2014
Final
Employment Separation After Allegations
February 2014
Other Business ActivitiesSells Insurance

Anthony is a managing partner at Archstone Group and Archstone Financial, both involved in the sale of fixed insurance, securities, and investment products, taking up nearly all of his time. He is also an independent insurance agent selling fixed insurance and owns a commercial fishing business, dedicating minimal time to it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLC
June 2021 - Present · 5 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
August 2014 - June 2021 · 6 yrs 10 mos
Voya Financial Advisors, INC.Broker
February 2014 - June 2021 · 7 yrs 4 mos
Ameriprise Financial Services, INC.
July 2013 - March 2014 · 8 mos
Ameriprise Financial Services, INC.
July 2007 - October 2007 · 3 mos
Ameriprise Financial Services, INC.Broker
July 1998 - March 2014 · 15 yrs 8 mos
Ids Life Insurance CompanyBroker
July 1998 - July 2006 · 8 yrs
State Registrations25 states
AZCACOCTFLGAHIKSMAMDMEMINCNHNJNVNYOHPARISCTXUTVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Lopopolo - Financial Advisor | TrueAdvisor