Ralph Dexter is a registered investment advisor at Prosperitas Financial, LLC, based in Irvine, CA, with 40 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 1,635 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prosperitas Financial offers asset management services where the maximum annual fee charged will not exceed 2.00%. Fees are negotiable and are billed monthly in advance based on the value of the account on the last day of the previous quarter.
For clients utilizing third party managers, the maximum annual fee charged will not exceed 2.40%. This fee is in addition to any fees assessed by the third party manager.
Location
18100 Von Kaman Ave, Suite 760, Irvine, CA, 92612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ralph owns Dexter and Associates, a small tax and accounting business, dedicating about half his time to it since 2016. He also operates under the DBAs Pinnacle Financial Resources, Inc. and RDD Wealth Management, spending full-time managing client portfolios and performing stock research.
Employment History
Current Registrations
Prosperitas Financial, LLC
Previous Registrations
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Keystone Capital Corporation
Keystone Capital CorporationBroker
Calton & Associates, INC.
Calton & Associates, INC.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
E-W Investments, INC.Broker
Financial Network Investment CorporationBroker
American Pacific Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.