Susan Orourke
Susan Orourke is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
Get directionsHistory
Regulatory History (6)
Judgment / Lien
March 2021Judgment / Lien
December 2020Customer Dispute
September 2007Customer Dispute
July 2007Customer Dispute
August 2006Customer Dispute
February 2005Other Business Activities
Susan is a board member at O'Rourke since 2014. This requires minimal time and does not occur during trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Questar Capital CorporationBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Financial Horizons Securities CorporationBroker
Citicorp Investment ServicesBroker
Citicorp Investment ServicesBroker
Citicorp Financial Services,inc.Broker
Painewebber IncorporatedBroker
Prudential-Bache Securities INC.Broker
The Stuart-James Company, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.