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Susan Orourke

LPL Financial LLC
40 Years of Experience
Larchmont, NY
6 DisclosuresBroker
View SEC Summary
View SEC Summary

Susan Orourke is a registered investment advisor at LPL Financial LLC, based in Larchmont, NY, with 40 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1969 Palmer Ave, Larchmont, NY, 10538

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2021
Judgment / Lien
December 2020
Customer Dispute
September 2007
Settled
Customer Dispute
July 2007
Settled
Customer Dispute
August 2006
Settled
Customer Dispute
February 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Susan is a board member at O'Rourke since 2014. This requires minimal time and does not occur during trading hours.

Employment History
Current Registrations
LPL Financial LLC
August 2025 - Present · 1 yr 2 mos
LPL Financial LLC
August 2025 - Present · 1 yr 2 mos
LPL Financial LLCBroker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
LPL Financial LLC
August 2025 - August 2025 · 0 mos
Ameriprise Financial Services, LLC
April 2021 - August 2025 · 4 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2015 - August 2025 · 10 yrs 2 mos
Questar Capital CorporationBroker
November 2007 - June 2015 · 7 yrs 7 mos
Citigroup Global Markets INC.
May 2007 - October 2007 · 5 mos
Citigroup Global Markets INC.Broker
May 2007 - October 2007 · 5 mos
Citicorp Investment Services
August 2005 - May 2007 · 1 yr 9 mos
Financial Horizons Securities CorporationBroker
March 1995 - July 1995 · 4 mos
Citicorp Investment ServicesBroker
February 1995 - May 2007 · 12 yrs 3 mos
Citicorp Investment ServicesBroker
June 1992 - December 1994 · 2 yrs 6 mos
Citicorp Financial Services,inc.Broker
November 1991 - June 1992 · 7 mos
Painewebber IncorporatedBroker
August 1989 - October 1991 · 2 yrs 2 mos
Prudential-Bache Securities INC.Broker
September 1987 - August 1989 · 1 yr 11 mos
The Stuart-James Company, INC.Broker
February 1986 - August 1987 · 1 yr 6 mos
State Registrations12 states
CACTFLGAMEMIMNNCNJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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