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ChFC
MD
ChFC

Mark Dorfman

Nosuris, INC.
40 Years of Experience
Lynbrook, NY
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Mark Dorfman is a ChFC-designated registered investment advisor at Nosuris, INC., based in Lynbrook, NY, with 40 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 200 clients with $95M in assets under management.

Nosuris, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
200 clients
Average Client Portfolio
$475K average
Assets Under Management
$95.0M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1M+1.00%

Total fees charged will not exceed 3% of assets under management per year. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

700 Merrick Road, Lynbrook, NY, 11563

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008
Denied
Regulatory
April 2000
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is involved in several business activities, including real estate brokerage, insurance wholesale as President of ODI Agency, and as a principal at Oberlander Dorfman, Inc. He also facilitates life insurance sales and is a registered representative and insurance agent.

Employment History
Current Registrations
Nosuris, INC.
February 2019 - Present · 7 yrs 8 mos
Comprehensive Capital Management, INC.
March 2009 - Present · 17 yrs 7 mos
Apw Capital, INC.Broker
March 2009 - Present · 17 yrs 7 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
January 2008 - March 2009 · 1 yr 2 mos
Cambridge Investment Research, INC.Broker
January 2008 - March 2009 · 1 yr 2 mos
American Portfolios Advisors, INC
December 2003 - January 2008 · 4 yrs 1 mo
American Portfolios Financial Services, INC.Broker
September 2002 - January 2008 · 5 yrs 4 mos
Hartford Equity Sales Company INC.Broker
May 1997 - December 2000 · 3 yrs 7 mos
Hartford Equity Sales Company INC.Broker
August 1995 - December 1996 · 1 yr 4 mos
Wise Planning CORP.Broker
November 1989 - September 2002 · 12 yrs 10 mos
Integrated Resources Equity CorporationBroker
July 1988 - November 1989 · 1 yr 4 mos
Capital Analysts, IncorporatedBroker
February 1986 - May 1988 · 2 yrs 3 mos
State Registrations8 states
CACTFLGANJNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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