DC
DC

Dino Capitani

40 Years of Experience
Oak Brook, IL
2 DisclosuresBroker

Dino Capitani is a registered investment advisor at Morgan Stanley, based in Oak Brook, IL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2211 York Road, Suite 100, Oak Brook, IL, 60523

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Settled
Customer Dispute
August 2002
Closed-No Action
Other Business Activities

Dino owns rental properties in Elgin and Hampshire, Illinois since 2016 and 2006, respectively. These activities are investment-related and require minimal time.

Employment History
Current Registrations
Morgan Stanley
May 2014 - Present · 12 yrs 2 mos
Morgan Stanley
May 2014 - Present · 12 yrs 2 mos
Morgan StanleyBroker
May 2014 - Present · 12 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1998 - May 2014 · 16 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1988 - May 2014 · 26 yrs 2 mos
Oberweis Securities, INC.Broker
February 1986 - April 1988 · 2 yrs 2 mos
State Registrations46 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Dino Capitani - Financial Advisor | TrueAdvisor