Jim Gee is a registered investment advisor at Morgan Stanley, based in Oakbrook, IL, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Oakbrook, IL
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Regulatory History (3)
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Customer Dispute
September 2003Settled
Customer Dispute
May 2003Denied
Customer Dispute
December 2002Denied
Other Business Activities
Jim co-owns residential apartment buildings in Chicago, IL, since October 2015. The apartments are professionally managed, requiring minimal time commitment.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 1998 - April 2007 · 9 yrs 2 mos
Morgan Stanley Dw INC.Broker
July 1980 - April 2007 · 26 yrs 9 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - June 1980 · 5 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
September 1976 - January 1980 · 3 yrs 4 mos
State Registrations33 states
AKARAZCACOCTFLGAIAIDILINKYMDMEMIMOMSMTNCNJNMNVNYOHPASCSDTNTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.