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Don Dumas

Tcfg Investment Advisors, LLC
39 Years of Experience
Green Bay, WI
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Don Dumas is a registered investment advisor at Tcfg Investment Advisors, LLC, based in Green Bay, WI, with 39 years of industry experience. Don is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,334 clients with $640M in assets under management.

Tcfg Investment Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
2,334 clients
Average Client Portfolio
$274K average
Assets Under Management
$639.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.00%

Each advisor sets their own independent schedule, up to a maximum of 2.25%. Fees are negotiable based on complexity, assets, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

926 Willard Drive, Suite 220, Green Bay, WI, 54304

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2012
Settled
Customer Dispute
April 2012
Denied
Regulatory
July 2009
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Don officiates sporting events, dedicating a few hours per week. He is also an IAR at TCFG Investment Advisors, LLC and an agent at TCFG Insurance Solutions, LLC.

Employment History
Current Registrations
Tcfg Wealth Management, LLCBroker
June 2020 - Present · 6 yrs 4 mos
Tcfg Investment Advisors, LLC
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Client One Securities LLC
August 2013 - June 2020 · 6 yrs 10 mos
Client One Securities LLCBroker
May 2013 - June 2020 · 7 yrs 1 mo
Ing Financial Partners, INC.Broker
May 2007 - May 2013 · 6 yrs
Harbour Investments, INC.Broker
May 2005 - April 2007 · 1 yr 11 mos
Mony Securities Corporation
February 2004 - May 2005 · 1 yr 3 mos
Mony Securities CorporationBroker
June 2003 - May 2005 · 1 yr 11 mos
Edward JonesBroker
March 2002 - June 2003 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
March 2001 - March 2002 · 1 yr
Ing Financial Partners, INC
May 2000 - July 2009 · 9 yrs 2 mos
Liberty Securities CorporationBroker
May 1998 - February 2001 · 2 yrs 9 mos
Titan/value Equities Group, INC.Broker
December 1997 - May 1998 · 5 mos
Sii Investments, INC.Broker
June 1997 - December 1997 · 6 mos
Main Street Management CompanyBroker
April 1995 - June 1997 · 2 yrs 2 mos
Capital Analysts, IncorporatedBroker
June 1993 - April 1995 · 1 yr 10 mos
Pruco Securities CorporationBroker
August 1992 - May 1993 · 9 mos
SharemasterBroker
May 1991 - August 1992 · 1 yr 3 mos
First Affiliated Securities, INC.Broker
July 1990 - February 1991 · 7 mos
Walnut Street Securities, INC.Broker
April 1990 - April 1990 · 0 mos
Walnut Street Securities, INC.Broker
July 1988 - January 1990 · 1 yr 6 mos
Mutual of Omaha Fund Management CompanyBroker
February 1986 - July 1988 · 2 yrs 5 mos
State Registrations4 states
CASCTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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