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CFP
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CFP

Michael Margarites

Oppenheimer & CO. INC.
39 Years of Experience
Jericho, NY
1 DisclosureBroker
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Michael Margarites is a CFP-designated registered investment advisor at Oppenheimer & CO. INC., based in Jericho, NY, with 39 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

2 Jericho Plaza, Suite 113, Jericho, NY, 11753

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2025
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
July 2007 - Present · 19 yrs 3 mos
Oppenheimer & CO. INC.Broker
January 2003 - Present · 23 yrs 9 mos
Oppenheimer & CO. INC.
January 2003 - Present · 23 yrs 9 mos
Previous Registrations
Cibc World Markets CORP.Broker
March 1994 - January 2003 · 8 yrs 10 mos
Cigna Financial Advisors,inc.Broker
May 1991 - March 1994 · 2 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1986 - January 1992 · 5 yrs 2 mos
Equico Securities, INC.Broker
November 1986 - January 1992 · 5 yrs 2 mos
State Registrations20 states
AZCACOCTDEFLGAILMAMDMINCNHNJNYPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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