Philip Gullo
Philip Gullo is a registered investment advisor at Oppenheimer & CO. INC., based in Jericho, NY, with 32 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
2 Jericho Plaza, Suite 113, Jericho, NY, 11753
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 1994Other Business Activities
Philip is the trustee of the Steven Gullo Irrevocable Trust, established in 2017 to manage his father's home. He spends minimal time on this activity.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Weatherly Securities CorporationBroker
First Asset Management, INC.Broker
Jaron Equities CORP.Broker
Matrix Securities CorporationBroker
Northeast Securities, INC.Broker
Meridian, Dunhill & CO., INC.Broker
Dunhill Equities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.