Robert Brooks
Robert Brooks is a registered investment advisor at The Financial Group, based in Diamond Bar, CA, with 27 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 110 clients with $30M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.95% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.0M | 0.65% |
| $2.0M - $3.0M | 0.45% |
| $3M+ | 0.30% |
Fees are billed quarterly in advance. Fees may be higher or lower based on the exact investment amount and investment type.
Fee Estimator
Location
21700 Copley Drive, Suite 160, Diamond Bar, CA, 91765
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert works as an independent insurance agent since 1986, focusing on sales and service of fixed insurance products. This activity takes nearly full-time hours.
Employment History
Current Registrations
The Financial Group
Previous Registrations
The Financial Group
Ing Financial Partners, INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.