The Financial Group manages investment portfolios and offers comprehensive financial planning and consulting services. The firm builds personalized portfolios using stocks, bonds, exchange-traded funds, mutual funds, and other public and private securities, reviewing and rebalancing accounts at least quarterly. Financial planning services cover retirement planning, estate planning, tax strategies, charitable giving, education funding, mortgage and debt analysis, and insurance evaluations. The firm emphasizes tailored investment strategies while allowing clients to place reasonable restrictions on portfolio holdings. Founded in 2014 and based in Diamond Bar, California, the firm is 100% owned by Robert Brooks.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $500K | 0.95% |
| $500K - $1.0M | 0.80% |
| $1.0M - $2.0M | 0.65% |
| $2.0M - $3.0M | 0.45% |
| $3M+ | 0.30% |
Fees are generally not negotiable, though the firm may waive or reduce fees at its discretion. Legacy clients may receive discounts.