Leonard Penrod
Leonard Penrod is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Salt Lake City, UT, with 40 years of industry experience. Leonard is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Salt Lake City, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leonard is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care insurance products since 1981, dedicating a few hours per week. He also provides accounting services as a CPA and is the owner and registered representative of Penrod & Associates, dedicating full-time hours to securities and insurance sales.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Walnut Street Advisers INC
Walnut Street Securities, INC.Broker
Fortis Investors, INC.Broker
Amev Investors, INC.Broker
Richards InvestmentsBroker
Waddell & Reed, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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