TrueAdvisor
TrueAdvisor
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CFP
SB
CFP

Steven Ballantyne

Strategic Advisers LLC
28 Years of Experience
Salt Lake City, UT
1 DisclosureBroker
View SEC Summary
View SEC Summary

Steven Ballantyne is a CFP-designated registered investment advisor at Strategic Advisers LLC, based in Salt Lake City, UT, with 28 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 2,401,763 clients with $1400B in assets under management.

Strategic Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16991 advisors
Number of Clients
2,401,763 clients
Average Client Portfolio
$570K average
Assets Under Management
$1370.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.85%
$100K - $250K0.80%
$250K+0.70%

Rates shown are the standard maximum gross advisory fees for plans with less than 20% employee enrollment. For plans with greater than 20% enrollment, the tiers are 0.80% for the first $100K, 0.70% for $100K-$250K, and 0.60% for assets over $250K. Fees are subject to a plan credit amount that reduces the gross fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

49 North 400 West, Salt Lake City, UT, 84101-1368

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven umpires baseball games for Farmington Parks & Recreation and Utah High School Athletic Assoc (UHSAA). These activities take a few hours per week.

Employment History
Current Registrations
Strategic Advisers LLC
May 2025 - Present · 1 yr 6 mos
Fidelity Brokerage Services LLCBroker
May 2025 - Present · 1 yr 6 mos
Fidelity Brokerage Services LLC
May 2025 - Present · 1 yr 6 mos
Previous Registrations
Edward Jones
July 2024 - April 2025 · 9 mos
Edward JonesBroker
July 2024 - April 2025 · 9 mos
Fidelity Personal and Workplace Advisors
July 2018 - July 2024 · 6 yrs
Strategic Advisers LLC
May 2013 - July 2018 · 5 yrs 2 mos
Fidelity Brokerage Services LLCBroker
May 2013 - July 2024 · 11 yrs 2 mos
Royal Alliance Associates, INC.
February 2012 - April 2013 · 1 yr 2 mos
Royal Alliance Associates, INC.Broker
February 2012 - April 2013 · 1 yr 2 mos
First Western Advisors
April 2005 - February 2012 · 6 yrs 10 mos
First Western AdvisorsBroker
April 2005 - February 2012 · 6 yrs 10 mos
TD Waterhouse Investor Services, INC.
May 2003 - April 2005 · 1 yr 11 mos
TD Waterhouse Investor Services, INC.Broker
April 1999 - April 2005 · 6 yrs
First Security Capital Markets, INC.Broker
April 1998 - April 1999 · 1 yr
First Security Investor Services, INC.Broker
March 1998 - April 1998 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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