RR
CFP
RR
CFP
Robert Robertson
39 Years of Experience
Westminster, MD
1 DisclosureBrokerSells Insurance
Robert Robertson is a CFP-designated registered investment advisor, based in Westminster, MD, with 39 years of industry experience.
Location
15 E Main St., Ste. 221, Westminster, MD, 21157
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2019Final
Other Business ActivitiesSells Insurance
Robert owns The Financial Center and prepares tax returns. He also works as an independent insurance agent for various companies and as an advisory representative of a RIA, spending about 10-20% of his time on these activities. Robert also works as a poll worker for Pasco County Government, dedicating minimal time to this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2019 - Present · 6 yrs 11 mos
Cambridge Investment Research, INC.
June 2019 - Present · 6 yrs 11 mos
Cambridge Investment Research, INC.Broker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Hd Vest Investment ServicesBroker
January 2017 - June 2019 · 2 yrs 5 mos
H.D. Vest Advisory Services, INC
January 2017 - June 2019 · 2 yrs 5 mos
H.D. Vest Advisory Services, INC
January 2008 - December 2016 · 8 yrs 11 mos
Hd Vest Investment ServicesBroker
October 2007 - December 2016 · 9 yrs 2 mos
G. A. Repple & Company
December 2006 - October 2007 · 10 mos
G. A. Repple & CompanyBroker
January 2002 - October 2007 · 5 yrs 9 mos
G. A. Repple & Company
January 2002 - December 2002 · 11 mos
Fsc Securities CorporationBroker
August 1993 - January 2002 · 8 yrs 5 mos
The Investment Center, INC.Broker
January 1991 - August 1993 · 2 yrs 7 mos
The Investment Center, INC.Broker
December 1989 - December 1990 · 1 yr
Isfa CorporationBroker
September 1987 - December 1989 · 2 yrs 3 mos
Legg Mason Wood Walker, IncorporatedBroker
March 1986 - August 1987 · 1 yr 5 mos
State Registrations10 states
FLGAHIMDMTNCPASCVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.