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Blase Restifo
40 Years of Experience
Twinsburg, OH
3 DisclosuresBrokerSells Insurance
Blase Restifo is a registered investment advisor at Great Lakes Financial Companies INC., based in Twinsburg, OH, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 71 clients with $11M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
71 clients
Average Client Portfolio
$153K average
Assets Under Management
$10.9M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2305 East Aurora Rd # A-5, Twinsburg, OH, 44087
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008Denied
Customer Dispute
August 2002Settled
Customer Dispute
November 1996Settled
Other Business ActivitiesSells Insurance
Blase owns Restifo Insurance Agency and Great Lakes Financial Companies, Inc. He is also an investment advisor representative (IAR) at Great Lakes Financial Companies.
Employment History
Current Registrations
Great Lakes Financial Companies INC.
January 2003 - Present · 23 yrs 4 mos
Westminster Financial Securities, INC.Broker
July 1997 - Present · 28 yrs 10 mos
Previous Registrations
Pruco Securities CorporationBroker
February 1989 - August 1997 · 8 yrs 6 mos
The Prudential Insurance Company of AmericaBroker
February 1989 - December 1993 · 4 yrs 10 mos
Pruco Securities CorporationBroker
February 1986 - August 1997 · 11 yrs 6 mos
State Registrations5 states
CAMDOHTNWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.