James Frye
James Frye is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Twinsburg, OH, with 53 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2229 East Enterprise Pkwy, Twinsburg, OH, 44087
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James operates The Frye Company as a DBA for his LPL business, dedicating full-time hours to it. He also owns JW Frye Company for tax/investment purposes, spending minimal time, and Summit Rentals, a real estate rental business, spending minimal time. James sells non-variable insurance, including life and health, dedicating about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Sigma Financial CorporationBroker
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Triad Advisors, INC.
Triad Advisors, INC.Broker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
Jefferson Pilot Securities CorporationBroker
Conseco Financial Services, INC.Broker
Conseco Financial Services, INC.Broker
Pml Securities CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Raymond Purgert, ChFCState Farm Investment Management CORP.
- Jason Menta, CFPStrategic Advisers LLC
- Darrell Claytor, CFPOsaic Wealth, INC.
- Joseph Randazzo, CFPLincoln Investment