James Frye
James Frye is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Twinsburg, OH, with 52 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2229 East Enterprise Pkwy, Twinsburg, OH, 44087
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James operates The Frye Company as a DBA for his LPL business, dedicating full-time hours to it. He also owns JW Frye Company for tax/investment purposes, spending minimal time, and Summit Rentals, a real estate rental business, spending minimal time. James sells non-variable insurance, including life and health, dedicating about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Sigma Financial CorporationBroker
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Triad Advisors, INC.
Triad Advisors, INC.Broker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
Jefferson Pilot Securities CorporationBroker
Conseco Financial Services, INC.Broker
Conseco Financial Services, INC.Broker
Pml Securities CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.