Pamela Tobbe is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4969 US Highway 42, Suite 1200, Louisville, KY, 40222
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2024 - Present · 1 yr 11 mos
Morgan Stanley
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Morgan Stanley
March 2021 - August 2022 · 1 yr 5 mos
Morgan StanleyBroker
March 2021 - August 2022 · 1 yr 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2010 - March 2021 · 10 yrs 4 mos
Wells Fargo Clearing Services, LLC
November 2010 - March 2021 · 10 yrs 4 mos
J.J.B. Hilliard, W.L. Lyons, LLC
January 2004 - November 2010 · 6 yrs 10 mos
J.J.B Hilliard, W.L. Lyons, LLCBroker
March 2002 - November 2010 · 8 yrs 8 mos
UBS Painewebber INC.Broker
August 2000 - April 2002 · 1 yr 8 mos
J.C. Bradford & CO.Broker
March 1986 - August 2000 · 14 yrs 5 mos
State Registrations36 states
ALAZCACOCTDEFLGAHIIAIDILINKSKYLAMDMEMIMONCNJNVNYOHORPARISCTNTXVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.