James Quinn is a CFP-designated registered investment advisor at Sequent Planning, LLC, based in Omaha, NE, with 35 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,102 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sequent Planning offers asset management services where they manage your investments. The annual advisory fee will never exceed 1.75%. The exact fee is negotiable based on factors such as the advisor, client type, and complexity of the situation. You may also incur additional charges from third parties, such as mutual fund expenses and custodian fees.
Location
8420 West Dodge Road, Suite 110, Omaha, NE, 68114
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as an independent insurance agent at Senior Market Sales since 2016, offering insurance products and services. This activity takes up the majority of James's time.
Employment History
Current Registrations
Sequent Planning, LLC
Previous Registrations
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
Presidential Brokerage, INC.Broker
Presidential Brokerage, INC.
B. C. Ziegler and Company
B. C. Ziegler and CompanyBroker
Capital Synergy PartnersBroker
Capital Synergy PartnersBroker
Athenainvest Advisors LLC
Multi-Financial Securities CorporationBroker
Welton Street Investments LLCBroker
National Financial Services LLCBroker
Fidelity Brokerage Services LLCBroker
Charles Schwab & CO., INC.Broker
Brauvin Securities, INC.Broker
Cameron, Murphy & Spangler, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.