NY
NY
Noel Yameogo
38 Years of Experience
Huntington Beach, CA
1 DisclosureBroker
Noel Yameogo is a registered investment advisor at Morgan Stanley, based in Huntington Beach, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Huntington Beach, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2012Denied
Employment History
Current Registrations
Morgan Stanley
July 2021 - Present · 4 yrs 10 mos
Morgan StanleyBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
May 1995 - July 2021 · 26 yrs 2 mos
UBS Financial Services INC.Broker
February 1995 - July 2021 · 26 yrs 5 mos
Prudential Securities IncorporatedBroker
October 1988 - February 1995 · 6 yrs 4 mos
Shearson Lehman Hutton INC.Broker
April 1988 - October 1988 · 6 mos
First Investors CorporationBroker
February 1986 - November 1986 · 9 mos
State Registrations34 states
AZCACOCTDCDEFLGAIDILINLAMAMDMEMIMNNCNHNJNMNYOHORPAPRRISCSDTXVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.