Wayne Baller
Wayne Baller is a registered investment advisor at Wells Fargo Advisors, based in Marco Island, FL, with 39 years of industry experience. Wayne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Marco Island, FL
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2009Customer Dispute
May 2000Other Business ActivitiesSells Insurance
Wayne is a board member for Fort Sumter House HOA, spending minimal time on meetings and HOA decisions. He also owns 100% of John Galt Productions, LLC, dedicating a few hours per week to songwriting and creative management, and works at Sand Bar, a bar restaurant, for about 10% of his time.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
J.C. Bradford & CO.Broker
Painewebber IncorporatedBroker
Prudential-Bache Securities INC.Broker
Prudential-Bache Securities INC.Broker
Society Investor Services CorporationBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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