Dana Baker is a registered investment advisor at 9823 Capital, LP, based in Dallas, TX, with 26 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $650M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
9823 Capital's fee for managing separately managed accounts is typically 2% per year, but can vary depending on the size of the account, the services provided, and the investment strategy. Fees are paid monthly or quarterly in advance. 9823 Capital may also charge performance-based fees, typically 20% per year, calculated quarterly or annually, subject to a high watermark. Fees are negotiable.
Location
200 Crescent Court, Suite 1450, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
9823 Capital, LP
Precept Management, LLC
Previous Registrations
White Star Capital, L.P.
State Registrations1 state
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