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Anthony Garcia

Apollon Wealth Management, LLC
39 Years of Experience
Miami Beach, FL
3 DisclosuresSells Insurance
View SEC Summary
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Anthony Garcia is a registered investment advisor at Apollon Wealth Management, LLC, based in Miami Beach, FL, with 39 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 8,389 clients with $12B in assets under management.

Apollon Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
145 advisors
Number of Clients
8,389 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$11.6B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees are negotiable and range up to 2.00% annually based on the size and complexity of the relationship, services rendered, and time commitment. Accounts using Direct Indexing or CJ Lawrence strategies are subject to additional percentage fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1601 Washington Ave, Suite 320, Miami Beach, FL, 33139

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Settled
Customer Dispute
April 2003
Award / Judgment
Customer Dispute
March 2002
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Anthony is the 100% owner of Garcia Asset MGMT, LLC, established in 2012, which he uses for tax purposes related to his securities business expenses, dedicating about a quarter of his time without compensation. He is also an independent insurance agent at the same location.

Employment History
Current Registrations
Apollon Wealth Management, LLC
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Fortune Financial Services, INC.Broker
June 2016 - December 2020 · 4 yrs 6 mos
Blue Chip Wealth Management, INC.
January 2016 - March 2021 · 5 yrs 2 mos
International Assets Advisory, LLCBroker
October 2015 - July 2016 · 9 mos
Daniel Wealth Advisors
September 2015 - May 2016 · 8 mos
Mutual Securities, INC.Broker
June 2013 - October 2015 · 2 yrs 4 mos
Platinum Wealth Partners, INC.
March 2012 - November 2015 · 3 yrs 8 mos
Lasalle St Securities, L.L.C.Broker
February 2012 - May 2013 · 1 yr 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2012 · 2 yrs 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Citigroup Global Markets INC.
September 2006 - June 2009 · 2 yrs 9 mos
Citigroup Global Markets INC.Broker
September 2006 - June 2009 · 2 yrs 9 mos
Morgan Stanley Dw INC.Broker
March 1999 - September 2006 · 7 yrs 6 mos
Morgan Stanley
March 1999 - September 2006 · 7 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1987 - April 1999 · 11 yrs 11 mos
Litwin Securities INC.Broker
September 1986 - December 1986 · 3 mos
Thomson Mckinnon Securities INC.Broker
March 1986 - April 1986 · 1 mo
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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