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Andrew (nmn) Kane

Apollon Wealth Management, LLC
31 Years of Experience
6 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Apollon Wealth Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
115 advisors
Number of Clients
6,762 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$7.7B

Fee Structure

Minimum Investment:$250K

Location

111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Closed-No Action
Customer Dispute
March 2011
Settled
Customer Dispute
December 2010
Settled
Employment Separation After Allegations
October 2010
Customer Dispute
November 2009
Denied
Customer Dispute
February 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew is the 100% owner of Dana Kaufman Realty, an entity for personal real estate transactions, since 2005. He also serves as Secretary on the Condo Blue Diamond Board of Directors since 2009; both activities require minimal time and are not investment-related.

Employment History
Current Registrations
Apollon Wealth Management, LLC
February 2021 - Present · 5 yrs
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
February 2021 - June 2024 · 3 yrs 4 mos
Fortune Financial Services, INC.Broker
June 2016 - December 2020 · 4 yrs 6 mos
Blue Chip Wealth Management, INC.
January 2016 - March 2021 · 5 yrs 2 mos
International Assets Advisory, LLCBroker
October 2015 - July 2016 · 9 mos
Daniel Wealth Advisors
September 2015 - March 2016 · 6 mos
Mutual Securities, INC.Broker
June 2013 - October 2015 · 2 yrs 4 mos
Platinum Wealth Partners, INC.
June 2011 - November 2015 · 4 yrs 5 mos
Lasalle St Securities, L.L.C.Broker
November 2010 - May 2013 · 2 yrs 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2003 - April 2007 · 3 yrs 8 mos
Morgan Stanley Dw INC.Broker
August 2003 - April 2007 · 3 yrs 8 mos
Wachovia Securities, LLC
July 2003 - August 2003 · 1 mo
Wachovia Securities, LLCBroker
July 2003 - August 2003 · 1 mo
Prudential Securities Incorporated
October 2000 - July 2003 · 2 yrs 9 mos
Prudential Securities IncorporatedBroker
October 2000 - July 2003 · 2 yrs 9 mos
Salomon Smith Barney INC.Broker
April 1998 - November 2000 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1994 - April 1998 · 4 yrs
World Invest CorporationBroker
December 1993 - March 1994 · 3 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.