SB
SB
Steven Beasley
40 Years of Experience
New York, NY
Broker
Steven Beasley is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
New York, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
January 2023 - Present · 3 yrs 6 mos
Raymond James & Associates, INC.
January 2023 - Present · 3 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2023 - Present · 3 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
October 2021 - January 2023 · 1 yr 3 mos
UBS Financial Services INC.Broker
July 2007 - January 2023 · 15 yrs 6 mos
Citigroup Global Markets INC.Broker
February 1990 - August 2007 · 17 yrs 6 mos
Shearson Lehman Hutton INC.Broker
April 1988 - March 1990 · 1 yr 11 mos
E. F. Hutton & Company INCBroker
March 1986 - April 1988 · 2 yrs 1 mo
State Registrations28 states
AZCACOCTDCDEFLGAILLAMAMDMEMNMOMTNCNHNJNMNVNYPASCTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.