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Nathaniel Foote

Wells Fargo Advisors
40 Years of Experience
Westport, CT
1 DisclosureBroker
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Nathaniel Foote is a registered investment advisor at Wells Fargo Advisors, based in Westport, CT, with 40 years of industry experience. Nathaniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

450 Post Road E, Westport, CT, 06880

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Nathaniel is an investment committee member for the Country Club of Fairfield Sulik Assistance Fund for Employees since 2021. He spends minimal time discussing fund changes, rebalances, and alignment to the investment policy statement.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
July 2019 - Present · 7 yrs 3 mos
Wells Fargo Advisors
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Morgan Stanley
June 2009 - July 2019 · 10 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2019 · 10 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
UBS Financial Services INC.
April 1986 - March 2009 · 22 yrs 11 mos
UBS Financial Services INC.Broker
March 1986 - March 2009 · 23 yrs
State Registrations16 states
AZCACOCTDCFLIDLAMAMNNHNJNYSCVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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