JH
CFP · ChFC
JH
CFP · ChFC

James Hatcher

39 Years of Experience
Las Vegas, NV
1 DisclosureBrokerSells Insurance

James Hatcher is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Las Vegas, NV, with 39 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Las Vegas, NV

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2003
Denied
Other Business ActivitiesSells Insurance

James sells fixed insurance and annuities with various companies. He also engages in real estate sales, volunteers as president of a charitable foundation, and is a branch manager for Hatcher Financial Group, dedicating a significant amount of time to this role.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
July 2005 - Present · 20 yrs 10 mos
Previous Registrations
Cetera Advisors LLC
July 2005 - March 2024 · 18 yrs 8 mos
American Express Financial Advisors, INC.
December 1997 - July 2005 · 7 yrs 7 mos
American Express Financial Advisors INC.Broker
June 1986 - July 2005 · 19 yrs 1 mo
Ids Life Insurance CompanyBroker
June 1986 - July 2005 · 19 yrs 1 mo
Robert Thomas Securities, INCBroker
March 1986 - June 1986 · 3 mos
State Registrations28 states
ALAZCACOCTDCFLGAHIIDKSKYMAMDMIMONCNENJNVNYOHORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Hatcher - Financial Advisor | TrueAdvisor