John Klumbach
John Klumbach is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Las Vegas, NV, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7040 Laredo Street, Suite B, Las Vegas, NV, 89117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an independent insurance agent with Avantax Insurance Agency, selling insurance products, and also sells equity indexed annuities. He also serves as treasurer for multiple Lions Club organizations and is president of JJ Klumbach Consulting Inc, a tax preparation and bookkeeping service, taking about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Questar Asset Management, INC.
Questar Capital CorporationBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Prime Capital Services, INC.Broker
Goldman, Sachs & CO.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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