Mark Sargon is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3 Edison Drive, Alpharetta, GA, 30005
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2023 - Present · 2 yrs 8 mos
Morgan StanleyBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
E*trade Capital Management, LLC
November 2021 - September 2023 · 1 yr 10 mos
E*trade Securities LLCBroker
November 2021 - September 2023 · 1 yr 10 mos
Saxony Capital Management, LLC
March 2015 - December 2020 · 5 yrs 9 mos
Patrick Capital Markets, LLCBroker
September 2014 - December 2021 · 7 yrs 3 mos
Hennion & Walsh, INC.Broker
March 2013 - May 2014 · 1 yr 2 mos
Raymond James & Associates, INC.Broker
February 2013 - March 2013 · 1 mo
Raymond James & Associates, INC.
February 2013 - March 2013 · 1 mo
Morgan Keegan & Company, INC.
December 2008 - February 2013 · 4 yrs 2 mos
Morgan Keegan & Company, INC.Broker
December 2008 - February 2013 · 4 yrs 2 mos
Charles Schwab & CO., INC.
June 2008 - December 2008 · 6 mos
Charles Schwab & CO., INC.Broker
June 2008 - December 2008 · 6 mos
Fixed Income Securities, INC.
April 2007 - February 2008 · 10 mos
Fixed Income Securities, LPBroker
March 2007 - February 2008 · 11 mos
Northpoint Trading Partners, LLCBroker
June 2006 - November 2006 · 5 mos
Teton Investment Partners, LLCBroker
September 2005 - June 2006 · 9 mos
Granite Financial Group, INC.Broker
February 2004 - September 2005 · 1 yr 7 mos
UBS Financial Services INC.
January 2003 - February 2004 · 1 yr 1 mo
UBS Financial Services INC.Broker
August 2000 - February 2004 · 3 yrs 6 mos
J.C. Bradford & CO.Broker
January 1997 - August 2000 · 3 yrs 7 mos
The Robinson-Humphrey Company INC.Broker
September 1989 - January 1997 · 7 yrs 4 mos
F.N. Wolf & CO., INC.Broker
May 1988 - September 1989 · 1 yr 4 mos
Sherwood Capital, INC.Broker
March 1988 - May 1988 · 2 mos
Blinder, Robinson & CO., INC.Broker
March 1987 - November 1987 · 8 mos
First Investors CorporationBroker
March 1986 - June 1987 · 1 yr 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.