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Gregory Baldwin

Pks Advisory Services, LLC
40 Years of Experience
Palm Springs, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Gregory Baldwin is a registered investment advisor at Pks Advisory Services, LLC, based in Palm Springs, CA, with 40 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 4,892 clients with $1.1B in assets under management.

Pks Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
4,892 clients
Average Client Portfolio
$223K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual fee varies up to 2.00% depending on assets under management, services rendered, and advisor experience. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1091 N Palm Canyon Drive, Suite #4, Palm Springs, CA, 92262

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregory is an insurance agent at PKSF, providing fixed insurance products, dedicating a few hours per week. He is also an IAR with PKS Advisory Services, spending about a quarter of his time on this. Finally, Gregory is President of Matrix Insurance & Business Solutions, selling insurance products to individuals and businesses, taking nearly full-time hours.

Employment History
Current Registrations
Pks Advisory Services, LLC
July 2016 - Present · 10 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
Matrix Wealth Management, INC.
December 2014 - December 2020 · 6 yrs
FsicBroker
January 2007 - December 2014 · 7 yrs 11 mos
Fsic
January 2007 - December 2014 · 7 yrs 11 mos
Esi Financial Advisors
April 1995 - December 2006 · 11 yrs 8 mos
Equity Services, INC.Broker
January 1995 - December 2006 · 11 yrs 11 mos
Locust Street Securities, INC.Broker
August 1993 - January 1995 · 1 yr 5 mos
Transamerica Financial Resources, INC.Broker
April 1993 - August 1993 · 4 mos
G. R. Phelps & CO., INC.Broker
March 1986 - August 1993 · 7 yrs 5 mos
State Registrations5 states
CANCNVORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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