KT
KT

Kelley Tatreau

40 Years of Experience
Omaha, NE
3 DisclosuresBroker

Kelley Tatreau is a registered investment advisor at UBS Financial Services INC., based in Omaha, NE, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

13815 FNB Parkway Suite 300, Omaha, NE, 68154-5220

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2006
Settled
Customer Dispute
January 2003
Settled
Customer Dispute
November 2002
Denied
Employment History
Current Registrations
UBS Financial Services INC.
August 2006 - Present · 19 yrs 9 mos
UBS Financial Services INC.Broker
August 2006 - Present · 19 yrs 9 mos
Previous Registrations
Piper Jaffray & CO.
April 2000 - August 2006 · 6 yrs 4 mos
Piper Jaffray & CO.Broker
February 2000 - August 2006 · 6 yrs 6 mos
U.S. Bancorp Investments, INC.Broker
February 1996 - September 2001 · 5 yrs 7 mos
Firstier Securities, INC.Broker
June 1991 - March 1996 · 4 yrs 9 mos
Invest Financial CorporationBroker
March 1986 - June 1991 · 5 yrs 3 mos
State Registrations28 states
ARAZCACOFLHIIAILINKSMAMDMNMOMSNCNENYOHOKORSCSDTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.