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David Parker

Stifel, Nicolaus & Company, Incorporated
40 Years of Experience
Tampa, FL
1 DisclosureBroker
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David Parker is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Tampa, FL, with 40 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 North Tampa Street, Suite 1750, Tampa, FL, 33602

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David co-owns 166 acres of pasture land in Oklahoma with his brother and cousin, leased to his cousin for cattle grazing. This activity requires minimal time and is investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
March 2019 - Present · 7 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
September 2008 - February 2019 · 10 yrs 5 mos
UBS Financial Services INC.Broker
September 2008 - February 2019 · 10 yrs 5 mos
Citigroup Global Markets INC.
July 1993 - October 2008 · 15 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - October 2008 · 15 yrs 3 mos
Lehman Brothers INC.Broker
February 1991 - July 1993 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1986 - February 1991 · 4 yrs 6 mos
Ids Marketing CorporationBroker
April 1986 - June 1986 · 2 mos
State Registrations14 states
CAFLGAIAMONCNYOHOKPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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