William Conn
William Conn is a registered investment advisor at International Assets Investment Management, LLC, based in Ballwin, MO, with 39 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
Ballwin, MO
Get directionsHistory
Regulatory History (8)
Regulatory
April 2025Customer Dispute
July 2023Customer Dispute
May 2023Customer Dispute
November 2022Employment Separation After Allegations
July 2022Customer Dispute
September 2020Customer Dispute
April 2001Customer Dispute
December 2000Other Business Activities
William co-owns a residential rental property since 2021, dedicating minimal time. He is also an advisor at International Assets Investment Management LLC and managing director at W.J. Conn Capital Corp., dedicating full-time hours to each, and successor trustee to his father's trust, dedicating minimal time.
Employment History
Current Registrations
International Assets Investment Management, LLC
Previous Registrations
International Assets Advisory, LLCBroker
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Salomon Smith Barney INC.Broker
Painewebber IncorporatedBroker
Gliksman Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.