PM
CFP
PM
CFP

Paul Marasciullo

40 Years of Experience
Melville, NY
2 DisclosuresBroker

Paul Marasciullo is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Melville, NY, with 40 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

200 Broadhollow Rd, Ste 302, Melville, NY, 11747

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Denied
Customer Dispute
October 2008
Settled
Other Business Activities

Paul works as a chain crew member for the New York Jets since 1993. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2019 - Present · 6 yrs 5 mos
Ameriprise Financial Services, LLCBroker
March 2019 - Present · 7 yrs 2 mos
Ameriprise Financial Services, LLC
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2009 - April 2019 · 10 yrs
Wells Fargo Clearing Services, LLCBroker
April 2009 - April 2019 · 10 yrs
Citigroup Global Markets INC.Broker
May 2007 - May 2009 · 2 yrs
Citigroup Global Markets INC.
May 2007 - May 2009 · 2 yrs
Citicorp Investment Services
December 2005 - May 2007 · 1 yr 5 mos
Citicorp Investment ServicesBroker
December 2005 - May 2007 · 1 yr 5 mos
UBS Financial Services INC.Broker
August 2001 - December 2005 · 4 yrs 4 mos
Financial Horizons Securities CorporationBroker
December 1994 - July 1995 · 7 mos
Citicorp Investment ServicesBroker
June 1992 - August 2001 · 9 yrs 2 mos
Citicorp Financial Services,inc.Broker
March 1992 - June 1992 · 3 mos
Dean Witter Reynolds INC.Broker
September 1989 - March 1992 · 2 yrs 6 mos
J. T. Moran & CO., INC.Broker
May 1988 - October 1989 · 1 yr 5 mos
Sherwood Capital, INC.Broker
February 1987 - May 1988 · 1 yr 3 mos
First Jersey Securities, INC.Broker
March 1986 - February 1987 · 11 mos
State Registrations17 states
CACOCTFLGAMAMENCNENJNYPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.