John Horsley is a CFA, CIC-designated registered investment advisor at Thompson Siegel & Walmsley LLC, based in Richmond, VA, with 31 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 302 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.50% |
Rates shown are for the Asset Allocation (Balanced) strategy. Other strategies have separate fee schedules, and fees are negotiable.
Fee Estimator
Location
6641 West Broad Street, Suite 600, Richmond, VA, 23230
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is a Senior Client Portfolio Manager at Pendal USA Inc, the parent company of two U.S.-based registered investment advisers. He leads the firm's client service effort, helps manage the overall business, and is a member of the executive committee, dedicating a few hours per week to this role.
Employment History
Current Registrations
Thompson Siegel & Walmsley LLC
State Registrations1 state
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Exams
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