Sarah Innes is a CFA-designated registered investment advisor at Thompson Siegel & Walmsley LLC, based in Richmond, VA, with 10 years of industry experience. Sarah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 302 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.50% |
Rates shown are for the Asset Allocation (Balanced) strategy. Other strategies have separate fee schedules, and fees are negotiable.
Fee Estimator
Location
6641 West Broad Street, Suite 600, Richmond, VA, 23230
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sarah is a Business Development Director at Thompson, Siegel & Walmsley LLC, dedicating full-time hours to this role. She also co-owns multiple rental properties and is an owner of farming and real estate holding companies, but spends minimal time on these activities.
Employment History
Current Registrations
Thompson Siegel & Walmsley LLC
Funds Distributor, LLC
Funds Distributor, LLCBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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