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ChFC
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ChFC

Penelope Tzougros

LPL Financial LLC
40 Years of Experience
Westwood, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Penelope Tzougros is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Westwood, MA, with 40 years of industry experience. Penelope is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Lowder Brook Dr Ste 2100, Westwood, MA, 02090

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Penelope sells tapes, articles, and books through public platforms, and is involved in mortgage/real estate services. She also sells non-variable insurance products and provides investment advisory services through Wealthy Choices LLC, dedicating about 10-20% of her time to the LLC.

Employment History
Current Registrations
LPL Financial LLC
January 2006 - Present · 20 yrs 9 mos
Wealthy Choices (r)
March 2005 - Present · 21 yrs 7 mos
LPL Financial LLCBroker
July 2004 - Present · 22 yrs 3 mos
Previous Registrations
Bay Financial Advisors, INC.
September 2004 - December 2021 · 17 yrs 3 mos
Ws Griffith Securities, INC.Broker
May 1986 - June 2004 · 18 yrs 1 mo
Home Life Insurance CompanyBroker
March 1986 - October 1992 · 6 yrs 7 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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