Brian Tuttle is a registered investment advisor at LPL Financial LLC, based in Salem, MA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
One Salem Green, Salem, MA, 01970
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brian is affiliated with Salem Five Investment Services, LLC, Salem Five Wealth Management & Trust, and Salem Five Wealth Advisors, all investment-related. These activities take up nearly all of Brian's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Infinex Investments, INC.
Infinex Investments, INC.Broker
Santander Securities
Santander Securities LLCBroker
Dws Distributors, INC.Broker
Welton Street Investments LLCBroker
Dws Investments Distributors, INCBroker
Liberty Funds Distributor, INC.Broker
Colonial Investment ServicesBroker
Putnam Financial Services, INC.Broker
Thomson Mckinnon Securities INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.