Joseph Thomas
Joseph Thomas is a registered investment advisor at American Independent Securities Group, LLC, based in Eagle, ID, with 33 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 2,987 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AISG offers investment advisory services through various platforms, each with its own fee structure. Fees for Charles Schwab and RBC management services generally range from 0.75% to 2.5% of your portfolio annually, but are negotiable. The fee is based on factors like the amount you invest, the scope of the engagement, and the investment style. A minimum of $2,500 of assets under management is required for Charles Schwab Advisory Services and $10,000 for RBC Management Services, though this may be negotiable. Fees are typically deducted directly from your account monthly or quarterly in advance.
Location
664 S Rivershore Lane, Suite 150, Eagle, ID, 83616
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Joseph provides consulting services through Financial Industry Technical Services, Inc. This is a full-time salaried position.
Employment History
Current Registrations
American Independent Securities Group, LLC
American Independent Securities Group, LLC
American Independent Securities Group, LLCBroker
Previous Registrations
Colorado Financial Service CorporationBroker
American Independent Securities Group, LLCBroker
Mcl Financial Group, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Icma-Rc Services, LLCBroker
The Advisors Group, INC.Broker
Aal Capital Management CorporationBroker
Integrated Resources Equity CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.