FS
CFP
FS
CFP

Francis John Bradley Sams

38 Years of Experience
Broker
Areas of Practice
Retirement PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
62 advisors
Number of Clients
197,089 clients
Average Client Portfolio
$157K average
Assets Under Management
$30.9B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K+0.30%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9335 Harris Corners Parkway, Suite 150, Charlotte, NC, 28269

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Francis is a consultant and bookkeeper for his son's photography business, dedicating minimal time. He also buys and resells items on eBay as a sole proprietor, spending a few hours per week.

Employment History
Current Registrations
Alight Financial Solutions, LLC
November 2019 - Present · 6 yrs 3 mos
Alight Financial Advisors, LLC
November 2019 - Present · 6 yrs 3 mos
Alight Financial Solutions, LLCBroker
November 2019 - Present · 6 yrs 3 mos
Previous Registrations
Franklin/templeton Distributors, INC.Broker
June 1995 - April 2019 · 23 yrs 10 mos
Ifg Network Securities, INC.Broker
January 1994 - April 1995 · 1 yr 3 mos
Fn Investment CenterBroker
April 1993 - January 1994 · 9 mos
Financial Horizons Securities CorporationBroker
May 1992 - April 1993 · 11 mos
Citicorp Investment ServicesBroker
May 1992 - April 1993 · 11 mos
Money Concepts Capital CORPBroker
April 1986 - May 1992 · 6 yrs 1 mo
State Registrations2 states
FLNC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.