Peter Livingston is a registered investment advisor at LPL Financial LLC, based in Mooresville, NC, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
736 Brawley School Rd Ste H, Mooresville, NC, 28117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Peter operates Livingston Financial as a DBA for his LPL business. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Dean Witter Reynolds INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
Bear, Stearns & CO. INC.Broker
Moors & Cabot, INC.Broker
The Stuart-James Company, IncorporatedBroker
First Investors CorporationBroker
State Registrations30 states
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