Peter Mccarthy
Peter Mccarthy is a registered investment advisor at Park Avenue Securities LLC, based in Wall, NJ, with 36 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
2111 Rt 34 South, Suite 100, Wall, NJ, 07719
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2004Other Business Activities
Peter is a managing member of PJM Capital Management LLC (real estate), manager of PJM Family Investments LLC, a board member at YMCA, provides business planning services through Core One Consulting LLC, and a 25% owner of PWS Group LLC. These activities take a few hours per week.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Mps Global Securities, LLCBroker
E D & F Man Capital Markets INC.Broker
Mf Global INC.Broker
Refco Clearing LLCBroker
Refco Securities, LLCBroker
Eastbridge Capital INC.Broker
Fulton Prebon Securities (U.S.A.) INC.Broker
E. F. Hutton & Company INCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.