Jeffrey Roy is a registered investment advisor, based in Lafayette, LA, with 36 years of industry experience.
Location
1301 Camelia Blvd., Lafayette, LA, 70508
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.Broker
August 2019 - August 2022 · 3 yrs
Hancock Whitney Investment Services INC.
August 2019 - August 2022 · 3 yrs
Raymond James & Associates, INC.
February 2013 - August 2019 · 6 yrs 6 mos
Raymond James & Associates, INC.Broker
February 2013 - August 2019 · 6 yrs 6 mos
Morgan Keegan & Company, INC.
April 2008 - February 2013 · 4 yrs 10 mos
Morgan Keegan & Company, INC.Broker
April 2008 - February 2013 · 4 yrs 10 mos
Financial West GroupBroker
March 2007 - April 2008 · 1 yr 1 mo
Ing Financial Partners, INC.Broker
January 2005 - December 2006 · 1 yr 11 mos
Jefferson Pilot Securities CorporationBroker
April 2004 - December 2004 · 8 mos
American Express Financial Advisors INC.Broker
February 2003 - March 2004 · 1 yr 1 mo
AXA Distributors, LLCBroker
February 2002 - February 2003 · 1 yr
1717 Capital Management CompanyBroker
July 1996 - February 2002 · 5 yrs 7 mos
Fortis Investors, INC.Broker
April 1989 - August 1996 · 7 yrs 4 mos
State Registrations8 states
ALFLKSLAMSOKTXUT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.