SB
SB

Stacy Brown

31 Years of Experience
Fort Myers, FL
Broker

Stacy Brown is a registered investment advisor at Raymond James & Associates, INC., based in Fort Myers, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

14541 Hope Center Loop, Suite 101, Fort Myers, FL, 33912

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
June 2022 - Present · 3 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - June 2022 · 13 yrs
Morgan Stanley
June 2009 - June 2022 · 13 yrs
Citigroup Global Markets INC.Broker
December 2003 - June 2009 · 5 yrs 6 mos
Citigroup Global Markets INC.
December 2003 - June 2009 · 5 yrs 6 mos
UBS Financial Services INC.
March 2003 - December 2003 · 9 mos
UBS Financial Services INC.Broker
August 2000 - December 2003 · 3 yrs 4 mos
J.C. Bradford & CO.Broker
February 1999 - August 2000 · 1 yr 6 mos
Salomon Smith Barney INC.Broker
July 1998 - February 1999 · 7 mos
Prudential Securities IncorporatedBroker
February 1991 - November 1991 · 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
February 1987 - January 1990 · 2 yrs 11 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.