Bernard Adam
Bernard Adam is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 32 years of industry experience. Bernard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
12345 Jones Road, Suite 153, Houston, TX, 77070
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bernard is an independent insurance agent selling fixed insurance products, dedicating nearly full-time hours to this activity. He is also the owner of Bedrock Financial Advisors, LLC and a board member of Hilltop Lakes POA, spending minimal time on the latter.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Lincoln Financial Securities CorporationBroker
Sammons Securities Company, LLCBroker
Jefferson Pilot Securities CorporationBroker
The Leaders Group, INC.Broker
Tower Square Securities, INC.Broker
The Leaders Group, INC.Broker
Dominion Capital CorporationBroker
First Montauk Securities CORP.Broker
Allmerica Investments, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Mutual Benefit Financial Service CompanyBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Sma Equities, INC.Broker
State Registrations21 states
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