James Longe is a registered investment advisor at LPL Financial LLC, based in New Berlin, WI, with 39 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2775 S. Moorland Road - 3rd Fl, New Berlin, WI, 53151
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2006Other Business Activities
James operates as Landmark Investment Center, a DBA for his LPL business, since 2018. He dedicates full-time hours to securities trading through this entity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ssn Advisory, INC.
Securities Service Network, INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
M&i Investment Management CORP.
M&i Financial Advisors, INCBroker
M&i Financial Advisors, INC.
Linsco/private Ledger CORP.Broker
U.S. Bancorp Investments, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Erik PinterLPL Financial LLC
- Conner Crawford, CFPEdward Jones
- Michael Malich, CFPEdward Jones
- John Kurcz, CFPAlongside, LLC
- Kenneth Stuckert, CFP
- Bradley Baldridge, CFPCambridge Investment Research Advisors, INC.